Diabetic retinopathy (DR) is a complex disease, a disorder of the retina that develops to one degree or another in almost all people with systemic diabetes mellitus of long duration.1,2 In its earliest clinically recognizable form, nonproliferative DR, the disease is characterized by retinal vascular abnormalities, including increased vascular permeability leading to the development of diabetic macular edema (DME). Patients with clinically significant macular edema (CSME) are at risk for vision loss and should be considered for treatment.3
DR does not evolve in the same way in all individuals. Different modes of evolution can be seen in patients with similar levels of metabolic control and disease duration. Some patients experience disease progression despite good metabolic control, while others with poor control do not progress. Not all patients develop persistent DME, and not all patients develop the neovascularization characteristic of proliferative DR. These differences in the course of the disease suggest that genetics may play a role in its development.
Recognizing and understanding these differences in early, nonproliferative DR could help to identify more effective therapies at a stage when diabetic retinal lesions are still reversible.
DIFFERENT PHENOTYPES
Four types of changes characterize early DR: the development of microaneurysms and retinal hemorrhages, alteration of the blood-retina barrier (leakage), capillary closure (ischemia), and alterations of the neuronal and glial cells of the retina. Our group at the Institute of Biomedical Research on Light and Image at the University of Coimbra, Portugal, has identified and validated three phenotypes of DR in patients with type 2 diabetes based on these four factors (Table 1).4-6
These phenotypes can be identified by monitoring a combination of diagnostic information: alterations in fluorescein leakage, retinal thickness, and the number of red dots on fundus images.
Most patients with diabetes fall under phenotype A and experience slow progression of DR. However, we must be concerned about those with phenotype B, in which hemodynamic changes predominate, and phenotype C, in which thrombotic changes predominate. Progression to DME in phenotype A is rare. In a study including 113 patients who progressed to CSME over a 10-year follow-up, only 5.4% of patients with phenotype A developed CSME, whereas large percentages of patients with phenotypes B and C developed CSME (Figure 1).7,8
Progression to DME can be monitored by evaluating changes in microaneurysm development and disappearance using fundus photography with the Retmarker (Critical Health, Coimbra, Portugal) software; by assessing increase in retinal thickness with optical coherence tomography (OCT); and by following associated loss of best corrected visual acuity (BCVA), which is an indicator of the patient's photoreceptor status. Vision loss is a key factor because it is what concerns our patients most, and in addition it is one of the clinical endpoints the Food and Drug Administration and other regulators look at in evaluating the efficacy and safety of proposed therapies for DME. Future developments in OCT analysis software will bring us more information about the density of the photoreceptors and the size and location of changes in the photoreceptor layer. This will also be important information in the diagnosis and treatment of DME because it determines the potential for recovery
CHARACTERIZING RESPONDERS
In characterizing responders to therapy for DME, it is important to keep in mind the predominant disease mechanisms in DR: vascular leakage, inflammation, and ischemia. Leakage can be measured with fluorescein angiography or with OCT analysis indicating the presence of edema. Inflammation is a response to DME disease activity, and it influences the turnover (appearance and resolution) of microaneurysms. Ischemia also clearly plays a role in DME, but most clinical trials in DME exclude patients with ischemia. Therefore, even though ischemia is often present in eyes that have more rapid progression of disease, we have little information about how ischemia affects treatment, and vice versa.
The major pathways of progression in DR are leakage, development of microaneurysms, inflammation, and ischemia. The therapies that we employ for treatment of DME act on one or more of these pathways. The rationale for use of vascular endothelial growth factor (VEGF) inhibitors in DME is the association of the presence of VEGF with vascular leakage; VEGF increases leakage, and anti-VEGF action can control leakage. Anti-VEGF therapy may also have an effect on ischemia, depending on the level of ischemia. Steroids act on both leakage and, especially, inflammation. Although we do not fully understand the mechanism of action of laser, we observe that it stabilizes disease activity in DME.
The current consensus on treatment of DME depends on whether there is center involvement.3 If there is no center involvement, we treat according to ETDRS guidelines. If there is central involvement, we determine whether there is vision loss or not due to DME; if there is no vision loss we observe or treat according to ETDRS guidelines, and if there is vision loss we employ anti-VEGF monotherapy.
Response to anti-VEGF treatment in DME is generally better than response to any other means of treatment. A randomized controlled trial by the Diabetic Retinopathy Clinical Research Network showed that intravitreal ranibizumab (Lucentis, Genentech) plus prompt or deferred laser resulted in greater visual acuity gain than treatment with either intravitreal triamcinolone acetonide plus laser or laser alone.9 However, in clinical trials we are always looking at the mean results of a number of patients. In any trial of a proposed DME therapy, there will be good responders who achieve decreased thickness and increased visual acuity in a relatively short period after the initial injections, but there will also be poor responders and nonresponders. It would be helpful to know more about the nonresponders in order to choose alternative treatments to which they might respond better.
To evaluate response to treatment in DME, retinal thickness measurement with OCT is crucial to evaluate structural changes—decreases in intraretinal or subretinal fluid as markers for reduction of vascular leakage. Visual acuity is also fundamental to evaluate the response to treatment because it determines whether or not we repeat treatments. It does not make much sense to keep injecting a patient whose visual acuity is not improving. Visual acuity also gives clues to the photoreceptor status, which determines the patient's potential for recovery.
For patients with DME who do not respond or respond poorly to anti-VEGF therapy, combination treatments may offer an additional benefit. Applying laser immediately after the first or second injection in the initial stages of anti-VEGF treatment may reduce the number of injections needed and/or improve response. Adding steroid injection or an extended release steroid implant may improve the disease course in patients who do not respond or respond poorly to anti-VEGF monotherapy.
It is crucial to identify responders and nonresponders to therapy for DME. If we can develop mechanisms to recognize early those patients who are not responding to therapy and devise alternative treatment approaches for them, we can be sure we are getting the right treatments to the right patients at the right time.
José Cunha-Vaz, MD, PhD, is President of the Board of Administration of AIBILI (Association for Biomedical Research and Innovation on Light and Image) in Coimbra, Portugal, and Emeritus Professor of Ophthalmology at the University of Coimbra. He is a member of the advisory board for Alcon, Alimera, Allergan, Astellas Pharma Europe, Bayer, GlaxoSmithKline, Novartis, and Pfizer. Dr. Cunha-Vaz can be reached at +351 239480100; fax: +351 239480117; or via e-mail at cunhavaz@aibili.pt.
- Klein R, Klein BE, Moss SE, et al. The Wisconsin Epidemiologic Study of Diabetic Retinopathy. II. Prevalence and risk of diabetic retinopathy when age at diagnosis is less than 30 years. Arch Ophthalmol. 1984;102:520-526.
- Varma R, Torres M, Pena F, et al. Prevalence of diabetic retinopathy in adult Latinos: the Los Angeles Latino eye study. Ophthalmology. 2004;111:1298-1306.
- American Academy of Ophthalmology. Preferred Practice Pattern: Diabetic Retinopathy. Available at: http://one.aao.org/CE/PracticeGuidelines/PPP.aspx. Accessed July 20, 2011.
- Lobo CL, Bernardes RC, Figueira JP, de Abreu JR, Cunha-Vaz JG. Three-year follow-up study of blood-retinal barrier and retinal thickness alterations in patients with type 2 diabetes mellitus and mild nonproliferative diabetic retinopathy. Arch Ophthalmol. 2004;122(2):211-217.
- Cunha-Vaz J, Bernardes R. Nonproliferative retinopathy in diabetes type 2. Initial stages and characterization of phenotypes. Prog Retin Eye Res. 2005;24(3):355-377. Epub 2004 Dec 16.
- Nunes S, Bernardes R, Lobo C, Cunha-Vaz J. Validation of a predictive model for diabetic retinopathy progression in type-2 diabetic patients with mild nonproliferative diabetic retinopathy. Acta Ophthalmologica. 2009;87:0. doi: 10.1111/j.1755-3768.2009.4212.x
- Bernardes R, Nunes S, Pereira I, et al. Computer-assisted microaneurysm turnover in the early stages of diabetic retinopathy. Ophthalmologica. 2009;223:284-291.
- Nunes S, Pires I, Rosa A, Duarte L, Bernardes R, Cunha-Vaz, J. Microaneurysm turnover is a biomarker for diabetic retinopathy progression to clinically significant macular edema: findings for type 2 diabetics with nonproleferative retinopathy. Ophthalmologica. 2009;223:292-297.
- Elman MJ, Aiello LP, Beck RW, et al; Diabetic Retinopathy Clinical Research Network. Randomized trial evaluating ranibizumab plus prompt or deferred laser or triamcinolone plus prompt laser for diabetic macular edema. Ophthalmology. 2010;117:1064-1077.